“A Burden Tender and in No Wise Heavy”[1]
Michael Palmer
Reading
once again certain passages in The Inward Morning in which Henry Bugbee eloquently
describes his south Pacific war-time experiences aboard a 137' minesweeper, I
am reminded of Antoine de Saint Exupéry’s experiences in the French air force
during the same period. Describing their situations, both men resort to such
unadorned expressions as ‘contingent,’ ‘senseless,’ ‘random.’ Speaking of the
way in which in the Pacific theater the United States Navy imposed its
inscrutable plans on service personnel, Bugbee poignantly observes, “A motley
of backgrounds and personalities went into each crew, a job-lot of men into
each ship. These hitherto divergent life streams converging at random, to pour
into the ship’s life. None of us exercised much choice in landing aboard a
particular ship.” In a similar vein, Saint Exupéry recalls the frightful scene
in France during the last days of May, 1940: “When did anyone ever hear, among
us, anything else than ‘Very good, sir. Yes, sir. Thank you, sir. Quite right,
sir.’ Throughout the closing days of the French campaign one impression
dominated all others – an impression of absurdity.” If Bugbee’s situation was
dangerous, at times life-threatening, Saint Exupéry’s (and that of his fellow
airmen of the mere fifty reconnaissance crews available for duty in that dark
hour) was desperate: “The whole strategy of the French army rested upon our
shoulders. An immense forest fire raging, and a hope that it might be put out
by the sacrifice of a few glassfuls of water. They would be sacrificed.”[2]
What
impresses me most about Bugbee and Saint Exupéry is not their lucid awareness
of the senselessness of their war-time circumstances, but the way in which they
reflect on (and bring us to reflect on) how such circumstance might nonetheless
yield some measure of sense. In
particular, what captures my imagination is the way in which each grapples with
the logic of responsibility. Neither man gives much credence to the customary
understanding of choice. The usual conceptions of knowledge and control
associated with ascriptions of responsibility are not central features of their
thinking. And yet for both men – despite how the contingency of their
respective situations invited hopelessness and cynicism – responsibility
figures importantly in their assessment of what life is about. For example,
Saint Exupéry, after returning unharmed from an especially dangerous sortie and
while taking supper at the table of a French farmer, speaks movingly of the
responsibility he feels for his countrymen. When he arrived at the farmer’s
house, the farmer, his wife, and niece were already seated around the table
sharing food. Saint Exupéry describes being made to sit down between the girl
and her aunt and thinking that here is something besides his flight group that
he formed part of.
Behind the silence of these three beings was an inner
abundance that was like the patrimony of a whole village asleep in the night –
and like it, threatened. Strange, the intensity with which I felt myself
responsible for that invisible patrimony. I went out of the house to walk alone
on the highway, and I carried with me a burden that seemed to me tender and in
no wise heavy, like a child asleep in my arms.[3]
Responsibility – a burden – tender and in no wise heavy
– like a child asleep in my arms. What can be meant by such expressions? How
shall we take the measure of them? In an attempt to interpret Saint Exupéry’s
portrait of responsibility, we shall make use of certain key concepts explored
in The Inward Morning: faith, reverence, and generosity.
I
Responsibility
is a central theme in The Inward Morning. In order to place us on
location with respect to Bugbee’s development of the theme, we begin with a
review of ‘responsibility’ as the term is customarily used these days.
Moral
and legal theorists commonly ascribe responsibility in two related but distinct
ways, depending on whether our purpose is to control (produce, modify, prevent)
an event or to hold someone accountable for an event. Consider the following
statements which exemplify these purposes:
(1) Frozen controls were responsible for the loss of
30% of the French reconnaissance planes in the early days of World War II.[4]
(2) The sergeant was responsible for the death of the
private.
The
responsibility ascription in the first statement identifies frozen controls as causing
the crashes of a certain percentage of French aircraft early in the war. We can
make the same kind of ascription in a concrete statement such as “Frozen
controls were responsible for the loss of the reconnaissance plane,” referring
here to a specific aircraft. Or we might similarly ascribe responsibility to
animate things, as when we say, “The dogs were responsible for spilling the
glass of water.” These kinds of responsibility ascriptions, which can be made
to things as well as to persons, are commonly referred to as expressions of
“causal responsibility.”[5] When we
make them, we are not assessing blame or attempting to hold someone or
something accountable. Rather, we are identifying as responsible for something
those things which we, the users of the information, will want to modify in
order to prevent events unwanted or bring about events wanted by us.
We
can ascribe causal responsibility to events (floods, crashes), things
(aircraft, trucks), or persons (pilots, guards). When we make such ascriptions,
however, we are saying neither that the events, things, or persons are
responsible to someone nor that they should be held accountable for what
happened. Moreover, since causal responsibility is always ascribed
retroactively with respect to something that has already happened, it cannot be
assigned or assumed (practices that are ordinarily
future-oriented and often carried out in accordance with formal rules or
procedures).
The
type of responsibility which can be assigned or assumed (and which can be
prospective, rather than simply retrospective, in orientation) is customarily
called “agent responsibility.”[6] Unlike
causal responsibility which, as we noted, can be ascribed to a wide range of
events, things, or persons, only persons are capable of becoming
agent-responsible. Moreover, in typical moral and legal contexts, persons can
be held agent-responsible only under a limited set of conditions. Kurt Baier
succinctly identifies them.
Nobody can have responsibility for some past
occurrence ascribed to him unless that occurrence can be attributed to a
failure in his responsibility to society, that is, his failure in a task he
could have performed and knew he was required to perform; he cannot be held
responsible for it except by persons to whom he was responsible for his
failure; he can be subjected to corrective measures only if he failed to give a
satisfactory answer when held responsible; and there are only certain carefully
circumscribed forms of corrective measures to which he may be subjected, for
the sake of ensuring that he will not bring about socially unwanted events or
prevent socially wanted ones, or for the sake of rectifying states he has
already brought about.[7]
Two
related points in Baier’s remarks merit special attention. The first has to do
with the notion of task, the second with the notion of being responsible
to someone. In morality and law, agent responsibility typically involves
at least two persons, one who is responsible for something and another to whom
the first is responsible. Often the relationship involves one person performing
(or being expected to perform) certain tasks. Task responsibility may arise
within the confines of a formal relationship in which specific guidelines
prescribe certain kinds of behavior and proscribe other kinds. Employees are
task-responsible to their employers as are combat troops to their commanders and
professors to their department heads. Within formal institutional contexts,
task responsibility is commonly arranged hierarchically so that the supervisor
of one or several persons may be task-responsible to another supervisor and so
on up the line to the CEO of the corporation, the commander-in-chief of the
armed forces, or the university board of trustees. Of course, in many moral
contexts and some legal contexts, task responsibility need not be spelled out
in organizational charts or job descriptions. Sometimes it arises in tacit ways
determined by custom and tradition. Children are task-responsible to parents,
and marriage partners may be responsible to each other in this way as well. And
sometimes task responsibility arises only informally and in accordance with
agreements (some of which may be tacit) that grow and change as the
relationship evolves. Task responsibilities among friends often develop in this
way.
Whether
a relationship is or is not a formal one in which roles are overtly defined
according to lines of authority and job descriptions, performing one’s task
counts as discharging one’s responsibilities as an agent. By contrast, the
task-responsible person who fails to discharge a duty is responsible for her or
his failure. If the captain is the person task-responsible to the commander for
making sure that all members of the flight group receive mission briefings,
then if he fails to provide a briefing he must explain why he failed to do so.
He is, we say, (answerable-) responsible to the commander for his failure. In
order to clear himself, he must offer either a mitigating or exculpating
excuse. If the explanation is inculpating, then his failure is culpable, and we
will say he is (culpable-) responsible for his failure. The task of holding
him responsible for his failure then proceeds to the next step, the taking of
appropriate rectifying measures by the person to whom he is responsible:
dressing him down, admonishing, reprimanding, warning him, perhaps even
punishing him.[8]
Once we
accept the proposition that someone (now regarded as an agent) has entered the
realm of responsibility, the preceding account maps some of the basic territory
of moral and legal responsibility ascription.[9]
But the prior question is: how do we become task-responsible? Is it by reason
of holding a particular job with a certain job description? If so, the agent’s
task responsibilities extend only to the limit of her or his job description.
By implication, if a certain task is not part of the agent’s job description
then she or he cannot justifiably be held answerable-responsible for untoward
consequences when the task is not completed. In short, on this view, no one can
have responsibilities that are not formally assigned.
In
the ordinary ebb and flow of social interactions, being assigned
responsibility is one way we become task-responsible. Saint Exupéry certainly
recognized and accepted this arrangement when, as he tersely notes, “I was
posted to Group 2-33 in November 1939.” Being “posted” means being assigned a
position and a set of responsibilities in a military setting. It has little to
do with choosing from among available options, though it does imply being
answerable-responsible. It also evidently has little to do with the kind of
responsibility which, in Saint Exupéry’s words, is “a burden that seemed to me
tender and in no wise heavy, like a child asleep in my arms.” To take up
responsibility in this latter way requires a very different orientation of the
self – one that cannot simply be assigned or commanded by another.
Assuming
responsibility comes closer to describing the dynamic underlying Saint
Exupéry’s remark. One freely picks up the burden. But here, too, we must
exercise caution. There are different ways to assume responsibility. Understood
in its most generic sense, to assume responsibility for a certain task means
nothing more than that one has not been formally assigned that task. One
undertakes it voluntarily – that is, one undertakes it with the requisite
minimum awareness of what one is doing and with some level of control over
one’s bodily actions. In the sense now in question, one assumes responsibility
for ordinary, day-to-day tasks, such as the many informal and unspoken things
that friends and neighbors regularly undertake for each other. But if
responsibilities thus assumed are only occasionally regarded as burdens (to
borrow Saint Exupéry’s word) they are also therefore rarely morally weighty.
It
becomes intelligible to say that Saint Exupéry assumed responsibility
only if we are prepared to consider a deeper and more intense sense of what it
means to assume responsibility. For the responsibility he felt toward the farm
couple and their niece and the patrimony they symbolized, though not something
he in any way resented or wanted to put away, is not precisely and strictly
described as something voluntarily accepted. It seems to have devolved on him
as a burden in precisely the way that our ordinary conception of assuming
responsibility seems to miss.
I
looked at the beautiful niece beside me and said to myself, “Bread, in this
child, is transmuted into languid grace. It is transmuted into modesty. It is
transmuted into gentle silence”. . .
I had
made war this day to preserve the glowing light in that lamp . . . for the particular
radiation into which bread is transmute in the homes of my countrymen. What moved
me so deeply in that pensive little girl was the insubstantial vestment of the
spirit. . . .
I was moved. I felt mysteriously present, a soul that
belonged in this place and no other. . . . Strange, the intensity with which I
felt responsible for that invisible patrimony.[10]
Clearly, given the gravity and immediacy of the threat
to his countrymen and the particular power of the moment, it makes little sense
to apply the word ‘assume’ in the same sense that, say, one assumes
responsibility for making loan payments on a new automobile or agrees to water
plants for a vacationing neighbor.
In
the moral sphere, there is a special moment of assuming responsibility that
seems akin to the type of responsibility described by Saint Exupéry. The moment
I have in mind is one in which we feel ourselves constrained – not by an
external authority figure, but by the exigency of the situation. We may not
particularly want to perform the task in question and would readily turn it
over to someone else. It may be something for which we would not assume
responsibility under less urgent conditions. But when no one else knows what to
do (or even that something needs to be done) and we do know, and when we are in
a position to perform the required action, then we may find ourselves saddled
with responsibility. Responses to emergencies, when undertaken by someone not
specifically assigned the relevant task responsibilities, are often instances
of being saddled with responsibility.
Is
Saint Exupéry’s intense experience of acknowledging himself as responsible for
an invisible patrimony an instance of being saddled with responsibility? Not
precisely. The experiential texture of being saddled with responsibility, when
we do experience it, is our sense that the stakes are high (something out of
the ordinary confronts us) and we (perhaps we alone) are able to respond. These
factors seem consistent with Saint Exupéry’s experience. But there are
important differences as well. To be saddled with responsibility suggests
something that runs contrary to our first inclination. It suggests internal
conflict. When we are saddled with responsibility, we would prefer not to
respond, even if in the final analysis we do respond. Saint Exupéry’s feeling
of responsibility for the invisible patrimony – the burden that seemed to him
tender and in no wise heavy, like a child asleep in his arms – seems cleaner,
less fraught with ambivalence, less conflicted than what we see in cases where
someone is saddled with responsibility.
II
In
the preceding section, we reached a kind of impasse. None of the three
customary notions of agent responsibility examined there adequately explains
Saint Exupéry’s portrayal of the responsibility he experienced in the encounter
with the farm family. Neither the notion of assigning responsibility nor the
usual way of thinking about assuming responsibility adequately accounts for the
kind of responsibility portrayed by Saint Exupéry. The experience of being
saddled with responsibility bears some experiential affinities with what Saint
Exupéry describes. But here, too, both the name (‘saddled’) and the core
experience (inner conflict) fall short. What is needed is an account of responsibility
which, like the experience of being saddled with responsibility, achieves a
level of cognitive and affective intensity consistent with the realization that
something is truly at stake in the situation and which culminates in action.
But what is also needed is an account of responsibility which, unlike the
experience of being saddled with responsibility, explains how the agent can
think and speak univocally and act unhesitatingly, decisively, and with
integrity. For assistance in clarifying and extending the discussion, I find it
useful to turn to Henry Bugbee’s exploration of responsibility in the journal
entries of The Inward Morning. Doing so, however, requires that we reach
down to a more fundamental ground than we can touch with the customary language
of moral and legal responsibility.
For
Bugbee, the logic of responsibility exhibits three moments. These moments are
not isolated instants or discrete states of being but more like three movements
of a symphony: distinct yet integrated and thematically unified. Bugbee sets
them forth in a single, succinct sentence. “I confront myself, then, with a
movement in thought, at any rate, from faith, into reverence, and into
generosity (with its two moments of respect and compassion).” Of his own admission,
this movement among three moments, schematized in this way, seems lame. “It
invites one to a tidiness from which the experiential weight of these ideas is
liable to drain away.”[11] Perhaps
if we attentively attend the movement of the sequence in the journal entries
where they are worked out in the context of reflection on experience they will
assist us in making sense of Saint Exupéry’s portrait of responsibility.
We
begin with faith. The first way to go wrong in attempting to grasp Bugbee’s
notion of faith is to take him as referring to anything like “articles of
faith,” propositions of belief, or ideological statements. Faith, for him, is
less a believing that than it is a believing in, by which he
means something like entrusting oneself. In the last analysis, faith is a kind
of readiness, wholehearted openness, anticipation. In this respect, faith has a
twofold reference. To begin with, it shows itself as “sensitization to intimations
of finality in things.”[12] Quite
literally, to sensitize is to become sensitive. Sensitization has to do with
learning how to attentively attend things and persons that present themselves
in one’s field of attention. Intimations are announcements. To be sensitive to
the intimations of things is to notice them, to listen to them, to care for
them. Finality is a certain character of things and persons. In their finality
things and persons have a way of seeming settled, irrevocable, complete. And as
such they carry authority (moral weight?) for those who reckon with them. To
put the matter in slightly different terms, to be sensitized to intimations of
finality in things and persons is to have prepared oneself to encounter them as
presences.
Second,
faith appears as a certain posture of the self which, when assumed, transforms
the self. The opposite of faith – its denial, so to speak – is self-assertion
and presumption. The latter is the mind-set that one retains ultimate control
over his own actions and circumstance. The dialectical contrary of this
mind-set is the belief that nothing one does matters, since all human
initiatives eventually get subverted by other persons (one’s competitors),
blunted by the implacable forces of nature, or lost altogether in one’s own
death.[13] By way of
contrast, faith is the posture of a person who neither presumes that he is the
master of his own life (the autonomous agent) nor acquiesces to the view that
he is completely subject to external controls and impositions (the heteronomous
victim). For Bugbee, faith is finally an exercise in responsiveness, what
Gabriel Marcel calls disponibilité – availability. The transformation of
the self that occurs in faith is the transformation from agent to respondent.
From the standpoint of responsibility this transformation implies thinking of
one’s self as responsive to a call in a way that is not arbitrary.
In
the logic of responsibility, faith deepens into reverence. But reverence is a
difficult concept. It can connote deferential honor, adoring awe, even
amazement, for something or someone. But taken in any of these ways, reverence
has the potential to emerge as a kind of aggrandizement of the thing or person.
Bugbee intends neither this view of things and persons nor the implied
corresponding diminution of the self. If ‘faith’ identifies a posture of
readiness, wholehearted openness, anticipation, availability, then ‘reverence’
qualifies the direction, so to speak, of faith. If faith is an exercise in
responsiveness, then reverence implicitly identifies what we are to be
responsive to: things and persons. The denial of faith is self-assertion and
presumption – the aggrandizement of the self. But faith, issuing in reverence,
does not thereby warrant aggrandizement of things and persons; it warrants only
opening one’s self to them (extending one’s hand to them, so to speak). The
reverence that issues from this expression of faith will be the act of
receiving or welcoming things and persons. “[R]everence seems to be a matter of
accepting their ultimate gifts, and not reverence for them.”[14]
For
Bugbee, the core meaning of reverence is what he calls
“understanding-communion.” The understanding element of this reciprocal pair he
speaks of in various ways: “understanding of reality supervening upon the
decisive act of informed will,” “the flowering of human consciousness,” “a
discovery of ‘raison d’ être’ which is no reason at all,” “a funding of
intelligibility,” “the fulfillment of a life of reason worthy of the name.”
Reverence as understanding-communion seems to be a basic appreciation of
the meaning of things and of one’s placement among them. Such an appreciation
is the product of contemplation, which itself is a work of solitude. Reverence
as understanding-communion speaks of the nature of the interaction one
has with things and persons: mutual participation (as distinct from
domination), acts of sharing (as distinct from competing for or withholding),
and rapport or intimate fellowship (as distinct from strife or indifference).[15]
Here
I find Bugbee and Saint Exupéry in complete accord. The complex nexus of
relations in reverence that Bugbee works out in his journal entries and brings
under the title of ‘understanding-communion’ is exemplified in Saint Exupéry’s
supper scene at the farmer’s house.
Silently my farmer broke the bread and handed it
round. Unruffled, austere, the cares of his day had clothed him in dignity.
Perhaps for the last time at this table, he shared his bread with us as an act
of worship. I sat thinking of the wide fields out of which that substance had
come. To-morrow those fields would be invaded by the enemy. . . . To-morrow
that wheat will have changed. Wheat is something more than carnal fodder. To
nourish man is not the same as to fatten cattle. Bread has more than one
meaning. We have learnt to see in bread a means of communion between men, for
men break bread together. We have learnt to see in bread the symbol of the
dignity of labor, for bread is earned in the sweat of the brow. We have learnt
to see in bread the essential vessel of compassion, for it is bread that is
distributed to the miserable. There is no savor like that of bread shared
between man.[16]
Saint Exupéry’s treatment here of sharing bread around
the farmer’s supper table is no mere description. It is essentially a
contemplation on the meaning of things in context and of his participation with
them. To paraphrase Bugbee, Saint Exupéry achieves understanding within the
context of communion. There, in that place, with those unassuming people,
reflecting on the wide wheat fields which are the source of the bread they
share together, his will is informed. About what? – The dignity of the farmer,
the grace and modesty of the little girl, the meaning of bread shared with
others as an expression of compassion and received as a gift symbolizing the
dignity of labor. In sum, his will is informed about the invisible patrimony so
mysteriously present to him. And it is this patrimony that finally evokes an
intense sense of responsibility.
In
the logic of responsibility, Bugbee tells us, reverence issues in generosity.
The mark of generosity is abundance and ample proportions. The generous person
is openhanded, magnanimous, prepared to recognize others and give them their
due. If faith and reverence are intimately bound up with contemplation, generosity
is their outward expression: concern with or responsiveness to things and
persons. Or again, if faith and reverence are works of solitude in which we
prepare ourselves to heed a fundamental call, generosity is the way we dwell in
the world as respondents to that call.
For
Bugbee, generosity expresses itself in two primary ways: respect and compassion.16
Both are ways of giving particular attention to another. Their place in the
logic of responsibility—last in sequence – implies that we must finally respond
to others in some specific and concrete way. We see both moments in Saint
Exupéry’s description of those gathered at the table. The farmer is unruffled,
austere: “. . . the cares of his day had clothed him in dignity.” In his
demeanor and presence, the farmer evokes Saint-Exupéry’s respect. The niece,
with a child’s limited understanding and an inarticulate but felt grasp of the
family’s imminent loss and suffering, evokes his compassion.[17]
III
We
have come full circle. Our earlier criticism of the way in which certain moral
theorists speak of assuming responsibility is that it too often seems to be a
routine if not casual affair. Assuming responsibility may then appear to be as
simple as signing one’s signature on a contract. Or, if the situation is
morally complicated and thickly textured, we run the risk of construing
responsibility as something with which we are saddled. In this instance,
we don’t really want the responsibility but we accept it because we see no
other satisfactory resolution. We accept the burden, but we do so, as it were,
under protest. Moreover, we keep very much in the forefront of our mind that we
will give it up at the first opportunity.
What
is evident in Saint Exupéry’s narrative reflection is that many factors
converged at the point where he declares his responsibility for “that invisible
patrimony.” The convergence of these factors makes his expression of
responsibility more an acknowledgment of what he needs to do than a statement
identifying an option available to him. Part of our debt to Henry Bugbee is
that he helps us understand why this is so. If we conceive of responsibility as
unfolding in accordance with the sequence he describes – “from faith, into
reverence, and into generosity” – responsibility shows itself as both necessary
and freely taken up. It is necessary in the sense that we ourselves are
at once unconditionally claimed (“We are laid hold of”) and also cannot
realistically imagine abandoning that for which we feel responsible; it is freely
taken up in the sense that when we commit ourselves and our resources, we
do so without mental reservation. Responsibility so conceived and so
experienced is a burden willingly borne – a burden that seems tender and in no
wise heavy, like a child asleep in one’s arms.
How
our friend and mentor, Henry Bugbee, embodies these ideals! What a debt of gratitude
we owe him for teaching us!
[1] This essay first appeared in Edward F. Mooney, ed., Wilderness
and the Heart, Henry Bugbee’s Philosophy of Place, Presence, and Memory, foreword by Alasdair MacIntyre (Athens & London:
The University of Georgia Press, 1999), 150-163.
[2]Henry Bugbee, The Inward Morning, A Philosophical Exploration in Journal Form (Bald Eagle Press, 1958, reprint, with a new introduction by Edward R. Mooney, Athens: University of Georgia Press, 1999), 179; Antoine de Saint Exupéry, Flight to Arras (New York: Harcourt, Brace & World,1942), 3,4.
[3]Saint Exupéry, 128.
[4]In Flight to Arras, Saint Exupéry describes the constant problem he and other French pilots had with aircraft controls freezing while flying at high altitudes. I am only speculating at the actual percentage that crashed their aircraft as a result of losing control due to frozen controls.
[5]Kurt Baier, “Guilt and Responsibility,” in Individual and Collective Responsibility, ed. Peter French (Cambridge, Mass: Schenkman Publishing, 1972), pp. 47-53.
[6]Ibid., 51
[7] Ibid., 50.
[8] Ibid., 51.
[9] For a fuller discussion of what it means to enter the realm of responsibility, see, Herbert Morris, On Guilt and Innocence (Berkeley: University of California Press, 1976).
[10] Saint Exupéry, 124.
[11] Bugbee, 220.
[12] Ibid.
[13]11. “Fate is the way of a man whose assumption of responsibility is an attempt to take charge of his destiny; no matter that he sets about this with right-minded convictions.” (Bugbee, 146).
[14] Bugbee, 219.
[15] Bugbee, 220. Bugbee’s treatment of contemplation in solitude is worked out in detail in “Loneliness, Solitude, and the Twofold Way in Which Concern Seems to Be Claimed,” Humanitas (November 1974).
[16] Saint Exupéry, 126.
[17] Bugbee’s most thorough discussion of respect appears in “The Moment of Obligation in Experience,” The Journal of Religion, Vol. XXXIII, no. 1, January 1953, 1-15. In one particularly notable passage, he says, “In general, respect seems to involve the focus of attention either on that which can inspirit us and call out our aspiration or on that which can offer us the resistance, the mettling condition, or the medium upon which the clarification and embodiment of spirit through action depends. Of course these phases of respect tend to intermingle, as when a man raising a crop may look upon his fields, finding them good, and then move in a vein of unbroken contemplation to meet the demands of a day’s work. Thus the fields call out his love and exact his effort, and each of these phases of his caring for them permeates the other.” Saint Exupéry, 126, 127.